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| Improving Prisoner Reentry Through Strategic Policy Innovations |
| By NGA Center for Best Practices |
| Published: 03/06/2006 |
This Issue Brief was reprinted with permission from the National Governors Association Center for Best Practices. Summary Governors and other state policymakers have the opportunity to improve public safetyand potentially reduce corrections costsby improving the process by which individuals exit prison and reenter society. Research shows that returning prisoners who have access to key supports and services on release commit fewer crimes, maintain employment, and show improved outcomes for health, income, and a broad range of other indicators. Conversely, former prisoners with few supports and services are more likely to continue to commit crimes. This Issue Brief describes prisoner reentry issues and challenges and suggests strategies that governors and other state policymakers can use to initiate long-term improvements. 3 Its findings build on the work of NGA's Prisoner Reentry Policy Academy and the Council of State Governments' (CSG) Report of the Re-Entry Policy Council. 4 Why is Reentry so Important to States? States should be concerned about prisoner reentry for three main reasons: the growing prison population and numbers of returning offenders; the impact of returning prisoners on crime rates; and the rising cost of corrections. Prisoner reentry will remain a long-term issue as unprecedented numbers of individuals are sent to and released from prison. At midyear 2004, over 1.3 million prisoners were under the jurisdiction of state correctional authorities, a 46 percent increase from 1994 levels. 5 Between 2003 and 2004, states added nearly 25,000 prisoners to their rolls. 6 Along with this growth in prison population is a corresponding rise in the number of individuals being released from prison each year. This is not surprising considering that over 95 percent of all prisoners eventually will be released. In 2005, an estimated 640,000 individuals will be released from state prisona 37 percent growth from 1995.7 Figure 1 shows the 25-year trend for number of releases from state prisons. 8 Recently released offenders commit a significant number of crimes. An estimated 67 percent of released offenders will be rearrested for a new offense within three years of release84 percent of them for a felony and 16 percent for a serious misdemeanor. 9 About 35 percent of all felony arrestees were under some type of correctional supervision, such as parole or probation, at the time of arrest. 10 Figure 2 shows the most recent data available on recidivism rates among returning offenders. Although these data are somewhat dated, they show that despite significant investments in corrections, reducing recidivism rates and improving other outcomes remains a major issue for states. Corrections costs are large and growing Since 1982, state spending on corrections has grown by 538 percent, representing an average annual growth of 9.9 percent. 12 According to the National Association of State Budget Officers' (NASBO) 2003 State Expenditure Report, states spent $39.4 billion on corrections in 2003 and an estimated $40.7 billion in 2004. 13 According to NASBO, “Pressure to control (corrections) expenditures is expected to persist as states continue to deal with structural budget problems, pent-up demands, and growing state prison It's All Connected: Impacts of Prisoner Reentry The churning of large numbers of individuals in and out of prisons not only affects the prisoners themselves, but also has a tremendous impact on families and children, public service systems, and communities. Impact on families and children About 46 percent of prisoners reported living with their children before they were incarcerated. This translates into about half of male and two-thirds of female prisoners having children with whom they will want to reconnect after their release. Nationwide, about 1.5 million minor children and 336,300 households have a parent who is incarcerated. Although in some instancessuch as an abusive or violent living situationfamily reunification may not be desirable, in most cases returning prisoners and their children want to become reconnected. Providing supportive services to families during the transition from prison is essential to ensure the well-being and safety of family members, as well as the returning individual. The 10 percent of mothers and 2 percent of fathers who report having a child in foster care during their incarceration will need even more intensive and specialized services. 15 Impact on public service systems Returning prisoners are large consumers of public services. For example, 80 percent have substance abuse issues, 16 percent have mental illness, and disproportionately high numbers have chronic diseases (e.g., tuberculosis, hepatitis C, and HIV/AIDS). 16 Many are also homeless, unemployed, and unskilled. These individuals typically do not have adequate support networks or health insurance and will turn to public service providers for assistance. Without adequate access to continued treatment, those returning prisoners Impact on communities Returning prisoners typically are concentrated in specific communities. Nationally, five states account for nearly half of all releases and 16 states for three-quarters. Within these states, most released prisoners return to just a few neighborhoods. For example, in Maryland, 59 percent of prisoners in the entire state return to Baltimore, and most of these return to a handful of poor neighborhoods. In some neighborhoods in Brooklyn, New York, one in eight men are sent to prison each year. Such high concentrations place Challenges to Improving Prisoner Reentry Improving prisoner reentry requires coordinated and often intensive services and supervision. However, developing effective strategies is challenging for a number of reasons including the high risks and high needs of the returning prisoner population; systemic barriers to public services; uncoordinated service systems; an overburdened parole system; and a limited range of sanctions and revocation policies. Risk factors of returning offenders Risk factors include the following: Systemic and legal barriers to public services Public housing restrictions and limited transitional housing. Difficulty obtaining state-issued identification. Uncoordinated service systems Overburdened parole system About 80 percent of all returning prisoners are released to some form of parole supervision. 19 However, a recent study shows that the parole system is overburdened and that paroleespecially mandatory paroledid little to reduce the rearrest rates of returning prisoners. 20 In its report, the Urban Institute raises a number of issues related to the role and function of parole. For example: Crucial First Steps To Improving Prisoner Reentry Governors and other state policymakers can use a number of strategies to begin to address some of these challenges to improving prisoner reentry. Raise the profile of prisoner reentry as a public safety issue and not solely a corrections issue. Given the impact of prisoner reentry on so many dimensions of society and public service systems, implementing successful strategies will require cross-agency coordination and public will. For too long reentry has been viewed mainly as a corrections issue. In fact, its impact and solutions are much broader than what correction agencies are capable of adequately addressing alone. Governors are uniquely situated to garner the necessary support and buy-in by emphasizing the public safety aspects of successful reentry. In particular, there are four ways that governors can implement and promote this type of awareness. Identify overlapping services and populations as they relate to prisoner reentry. Improve how data and information are used for planning and management. Mapping where prisoners are returning is a powerful way states can demonstrate the impact of reentry on certain geographic areas and across systems. It also is useful for developing strategic plans and allocating resources by showing concentrations of returning offenders and gaps in capacity and services. States including Idaho, Illinois, Georgia, Massachusetts, Michigan, New Jersey, Virginia, and Rhode Island have used this type of mapping to aid in their strategic planning. 21 States are also beginning to improve the sharing of information across criminal justice and noncriminal justice agencies to improve reentry collaboration. Identify and involve key constituents involved in prisoner reentry. Improve the decision making processes by which individuals are sent to prison. Improve parole revocation policies. Examine the role and responsibilities of parole and probation officers in supporting prisoner reentry. Information about a individual's risk, needs, and strengths in a variety of areas should be gathered at admissionand reassessed throughout supervision. This information lays the foundation for all the programs, services, and decisions that follow. 22 Use validated needs and risk assessment tools. Improve access and involvement of local service providers and faith-based organizations. To encourage the involvement of such supportive organizations, states need to improve the processes for allowing such groups access to institutions and participation in post-release service planning. For example, Massachusetts's Women in Transition (WIT) program, specifically available to women offenders, offers a wide range of programs inside the facility that are modeled after what is offered in the community. Programs focus specifically on domestic violence, parenting family issues, healthy relationships, medical and women's health issues, substance abuse, sexual abuse, and food and nutrition. Through the program tutors from local community colleges work an offender while incarcerated and help them transition to educational services in the community. WIT has also fostered relationships with North Shore Community College and Northern Essex Community College and offers GED education and scholarships to inmates. Improve the process by which prisoners exit prison Improve how release decisions are made. There are significant differences across states in how release decisions are made. However, according the Reentry Policy Council, “decisionmakers need information about the progress, risks, needs, and strengths of each reentering individual. Such information should guide decisions even when there will be no period of supervised release after incarceration, and therefore no enforceable conditions of release.” 24 Currently, most releases occur automatically and do not necessarily result from individualized assessments. Twenty-five years ago, most prisoners (65 percent) were released after a parole board considered a prisoner to be rehabilitated or had sufficient linkages with the community (e.g., a job, family, and housing). Today, only 24 percent of prisoners are released through a discretionary process. The remaining 76 percent are released under a predetermined mechanismmandatory release, split sentence, or unconditional release. 25 States need to use validated risk-assessment tools and analysis of an individual's criminal history and behavior in an institution in assessing the risk of certain individuals and in developing an effective transition plan that maximizes public safety. Improve how and when prisoners are released from institutions. How and when a prisoner is released from a correctional facility can affect that individual's chances of success, especially because the greatest risk for recidivism rates is immediately upon release. Currently, most prisoners are released with little more than a bus ticket and some spending money. 26 Reportedly, some have been dropped off in high-crime high drug trafficking areas late at night or in the early morning hours. States can take logistical steps to help ensure a smooth transition out of a facility, such as requiring correction agencies to advise community-based partners about upcoming release dates and releasing prisoners during hours when supportive services are available. For example, in Massachusetts, whether individuals are released on parole or not, the state will transport prisoners to the parole offices and release them from there. Ensure that returning prisoners have a detailed and specific transition plan. Good transition plans ensure that the first hours and days immediately following releasethe most critical time periodare structured to facilitate a smooth reentry. Most returning prisoners have some type of post-prison supervision plan, but a detailed and specific plan is an essential element for successful reentry. A good example is Michigan's transition accountability plan (TAP). A core element of Michigan's reentry initiative, the TAP is prepared for each inmate beginning with the intake into the facility, with the goal of ensuring a seamless system of services for the offender for a successful transition. For example, a TAP might include specific referrals to employment, housing, or health service providers, as well as post-release supervision requirements. Ensure that eligible returning prisoners have applied for or secured public benefits, especially health benefits, before exiting prison. According to the Council of State Government's Reentry Policy Council Report, “Given the broad array of benefits for which a person leaving prison may be eligible, the complexity of that application process, and the need for benefits to start (or re-start) as soon as possible after release, the transition team should prepare the inmate for the benefits application process prior to his or her return to the community.” 27 Transition teams also should think broadly about all possible benefits including SSI, Social Security Disability Insurance (SSDI), Medicaid, Medicare, veterans' benefits, TANF, and educational benefits under the Workforce Investment Act (WIA). 28 Ensure that released individuals have proper identification. Without proper identification, returning prisoners may be unable to secure employment or housing, or apply for benefits. Coordination between state corrections and other identification-granting agencies would help returning prisoners obtain proper documents more quickly. Two statesIllinois and Montanahave laws requiring the department of motor vehicles to exchange department of corrections-issued identification for state-issued identification. Develop reentry initiatives that build on key social relationships and improve access to community-based supports and services. Returning prisoners need the support of communities, families, and public service systems to succeed. States can facilitate their transition back into the community by better coordinating services across systems, focusing on transitional supports, and building on key supportive relationships. In particular, states can help returning prisoners develop an effective social support system by focusing on the following areas. Develop a more open and integrated case management approach. Given the multi-dimensional issues confronting returning prisoners, transition plans that integrate services at both the state and community levels are most likely to support the goals of successful reentry. For example, to improve the interdisciplinary coordination of services for returning prisoners, Michigan's Departments of Corrections, Labor and Economic Growth, Community Health, and Family Independence Agency, teamed up to develop an integrated approach to prisoner reentry. The goal of Michigan's approach is to implement a seamless system of services for offenders, beginning at the time of entry to prison and continuing through their transition to communities. Ohio's Reentry Management Teams take another approach that brings together representatives from up to seven program areas to provide prisoners with treatment or services to assist in developing and implementing a multi-disciplinary plan. These program areas include: employment and education; substance abuse; community functioning; attitude; family/marital/personal relationships; personal and Help returning prisoners find jobs and ancillary supports. Most returning prisoners are released without a job. Various estimates show that only 14 percent to 50 percent of returning prisoners have secured a job prior to release. 31 Job placement and other intermediary organizations can play a pivotal role in helping returning prisoners find transitional and permanent employment. For example, the Center of for Employment Opportunity (CEO) in New York City places returning prisoners in temporary employment while they seek permanent jobs. Similarly, the Safer Foundation in Chicago works with returning prisoners to improve the likelihood that they will secure and maintain a job by providing pre-employment training and then maintaining contact with both the client and the employer for one year after placement to resolve any issues that may arise to threaten continued employment. 32 It is important to note that although a job is an important element of a successful reentry strategy, employment needs to be considered in context with other issues, including mental health, housing, and substance abuse. Securing a job may not necessarily be the top priority for each returning prisoner. Some programs demonstrate that parole and probation officers can play a key role in supporting and enforcing a continuum of care. For example, an outreach program for TB patients who were released from New York City's Rikers Island showed a dramatic increase in participation in community-based treatmentincreasing from 20 percent to 92 percentwhen small incentives were used to get returning prisoners to treatment. Other similar studies demonstrate the effectiveness of community supervision in keeping people in treatment for the crucial first 90 days after release. 34 Strategies that prepare and build on the strengths of family relationships show great promise in improving outcomes for returning prisoners and their families. For example, a study of La Bodega de Familia, a family-support reentry program in New York City serving parolees with substance abuse problems, found that for families participating in the program, substance abuse and re-arrest rates among returning prisoners were significantly reduced and family well-being improved. The success of the program has been attributed to the combination of informal pressure, motivation, and encouragement of family members as well as program staff. 36 Target and support high-risk communities to which the majority of prisoners return. Because the majority of prisoners return to a relatively small number of communities, states should develop strategies tailored to meet the needs of these highly impacted areas. As they help returning prisoners to connect with local employment, health, and social services, states need to target program resources to those communities where the greatest number of prisoners live and develop innovative partnerships to address local issues more comprehensively. Form local partnerships. Partnerships between state agencies and local areas are essential to supporting highly impacted communities and form the core of the U.S. Department of Justice's Federal Serious and Violent Offender Reentry Initiative (SVORI). Through SVORI, state agenciestypically corrections departmentshave established partnerships with key community agencies with the goal of forming new and innovative strategies. For example, through their SVORI grant, the Indiana Department of Corrections formed a strategic partnership with Fort Wayne, Indiana. Through this partnership, Fort Wayne established and operates a local reentry court that coordinates with the Indiana Department of Corrections and imposes a reintegration plan for returning offenders. In addition to offering a range of support services, including GED classes, substance abuse services, family counseling, employment services, and a transitional job program, Fort Wayne's reentry court also is responsible for imposing graduated sanctions and providing rewards for individuals under community supervision. Encourage the development of supportive and transitional housing for returning offenders. Homelessness is prevalent among returning prisoners. In fact, in describing their prison system, one state secretary of corrections said that they are “operating the largest homeless shelter in the state.” Without stable housing, any chance for a successful reintegration is seriously compromised, but the supply of transitional and supportive housing for returning prisoners is extremely limited. This is particularly pressing for communities with high numbers of returning prisoners. A number of states are working with local communities to increase the housing options available for returning prisoners. This includes directly funding local service providers, developing “reentry housing” for high-need individuals, and providing incentives for the private and nonprofit sectors to develop housing options for returning prisoners. For example, the Illinois State Department of Corrections directly funds St. Leonard's Ministries, a local housing and social service provider. By paying St. Leonard's just under what it costs the department to supervise a parolee, the department provides housing and social services for parolees. The Women's Prison Association in New York City receives state, local, and federal funds to provide transitional housing for women and their children as well as a range of other social services, including health and mental health care, family reunification assistance, and employment services. Conclusion: Changing Corrections Culture to Focus on Reentry The goal of successful prisoner reentry is improved public safety. However, improving prisoner reentry will require a culture shift in corrections and criminal justice philosophy that emphasizes the reentry process and not only containment and control. Such a shift will require a holistic approach that balances public safety with the needs of former prisoners and balances what happens in prison with the goal of successfully reentry. At a minimum, such a shift will require coordination among corrections, public safety, workforce, health, mental health, welfare, child welfare, and education systems at state and local levels. Governors are in a position to lead this change and make prisoner reentry a priority across key agencies. Given the sheer number of individuals in and returning from prison, given how inextricably linked these individuals are to families and communities, given the impact that these individuals will have on public health, welfare, housing, and workforce systems, and given the alternatives to doing nothingcontinued growth in corrections budgets and continued high rearrest rates among returning prisonerssuccessful prisoner reentry needs to be a shared goal for all public agencies. End Notes: http://www.nga.org/Files/pdf/0509PRISONERREENTRY.PDF |
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